Legal Disclosure

Advantage Capital Investment Adviser, LLC (“ACIA”), a wholly owned subsidiary of Advantage Capital Management Corporation (“Advantage Capital”), is an investment adviser registered under the Investment Advisers Act of 1940. Registration with the SEC does not imply a certain level of skill or training. Advantage Capital itself is not registered as an investment adviser with the SEC. 

Any advisory services described in documents directly or indirectly disseminated by Advantage Capital are provided exclusively by ACIA. The information contained herein is for informational purposes only and does not constitute investment advice, an offer, or a solicitation to buy or sell any security. Any offer to sell or solicitation of an offer to purchase any security or investment product will be made in compliance with applicable state and federal securities laws pursuant to a definitive confidential offering memorandum and/or similar documentation. 
 
The individual case studies represent a small sample of Advantage Capital’s investments that were selected solely to illustrate their community impact under state and/or federal tax credit programs. The sample includes companies from different industry sectors with a mix of investment instruments, and the profitability of any single investment was not a factor in the selection process. Nothing in this document should be interpreted or construed as performance data of any kind, nor as any implication or statement that investments previously made by Advantage Capital were or are successful, or that past performance is any indication of future performance. All investments involve risk and unless otherwise stated, are not guaranteed.

This document and its contents are proprietary information of Advantage Capital, and any reproduction of this information, in whole or in part, without the prior written consent of Advantage Capital is prohibited. Additional information is available from Advantage upon request. Advantage Capital is an equal opportunity provider.